Are Stated Reasoning Steps Causally Load-Bearing?Are Stated Reasoning Steps Causally Load-Bearing?
Computer Science > Artificial Intelligence [Submitted on 22 Sep 2026] Title:Are Stated Reasoning Steps Causally LoComputer Science > Artificial Intelligence [Submitted on 22 Sep 2026] Title:Are Stated Reasoning Steps Causally Lo
📌 核心要点
- Computer Science > Artificial IntelligenceComputer Science > Artificial Intelligence
- [Submitted on 22 Sep 2026][Submitted on 22 Sep 2026]
- From: Abhiram Bhupatiraju [view email][v1] Tue, 22 Sep 2026 20:34:26 UTC (28 KB)From: Abhiram Bhupatiraju [view email][v1] Tue, 22 Sep 2026 20:34:26 UTC (28 KB)
Computer Science > Artificial Intelligence
[Submitted on 22 Sep 2026]
Title:Are Stated Reasoning Steps Causally Load-Bearing?
View PDF HTML (experimental)Abstract:Chain-of-thought (CoT) monitoring assumes that the reasoning a model writes reflects the computation that directly produces its answer. Previous faithfulness metrics have been predominantly behavioral, as they simply edit the reasoning text and observe the resulting answer. However, our methodology aims to measure faithfulness causally at the activation level, specifically on self-generated reasoning. Unlike previous causal audits, which measure degradation, our interventions carry a known predicted target. In this way, each patch should switch the answer to a specific counterfactual entity derivable by construction. Specifically, we use synthetic multi-hop lookup tasks (2-6 hops). We patch the residual stream at the token span where the model states each intermediate step with the corresponding activations from a counterfactual run. For Qwen3-4B, 76.9% +/- 2.8% of stated steps are causally load-bearing (CLB) at the most responsive mid-network layer (random-position null: 11.3%; patching the underlying prompt fact: 83%, so stated steps carry approximately 96% of the achievable effect). Moreover, the standard behavioral test on the same items yields 88.2%, which overstates causal faithfulness by 11.4 percentage points (item-matched; 111:14 discordant pairs, p < 1e-15) and, for the easiest items, by up to 20 percentage points. This gap also has a clear capability dimension. Qwen3-1.7B is far less causally faithful overall (54.8%), with its faithfulness collapsing as reasoning depth increases (68% at 2 hops to 30% at 6), while Qwen3-4B remains relatively flat. Although stated reasoning can be causally meaningful, standard behavioral tests tend to overestimate its causal faithfulness, particularly on easier examples where model reasoning appears most fluent.
Submission history
From: Abhiram Bhupatiraju [view email][v1] Tue, 22 Sep 2026 20:34:26 UTC (28 KB)
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Computer Science > Artificial Intelligence
[Submitted on 22 Sep 2026]
Title:Are Stated Reasoning Steps Causally Load-Bearing?
View PDF HTML (experimental)Abstract:Chain-of-thought (CoT) monitoring assumes that the reasoning a model writes reflects the computation that directly produces its answer. Previous faithfulness metrics have been predominantly behavioral, as they simply edit the reasoning text and observe the resulting answer. However, our methodology aims to measure faithfulness causally at the activation level, specifically on self-generated reasoning. Unlike previous causal audits, which measure degradation, our interventions carry a known predicted target. In this way, each patch should switch the answer to a specific counterfactual entity derivable by construction. Specifically, we use synthetic multi-hop lookup tasks (2-6 hops). We patch the residual stream at the token span where the model states each intermediate step with the corresponding activations from a counterfactual run. For Qwen3-4B, 76.9% +/- 2.8% of stated steps are causally load-bearing (CLB) at the most responsive mid-network layer (random-position null: 11.3%; patching the underlying prompt fact: 83%, so stated steps carry approximately 96% of the achievable effect). Moreover, the standard behavioral test on the same items yields 88.2%, which overstates causal faithfulness by 11.4 percentage points (item-matched; 111:14 discordant pairs, p < 1e-15) and, for the easiest items, by up to 20 percentage points. This gap also has a clear capability dimension. Qwen3-1.7B is far less causally faithful overall (54.8%), with its faithfulness collapsing as reasoning depth increases (68% at 2 hops to 30% at 6), while Qwen3-4B remains relatively flat. Although stated reasoning can be causally meaningful, standard behavioral tests tend to overestimate its causal faithfulness, particularly on easier examples where model reasoning appears most fluent.
Submission history
From: Abhiram Bhupatiraju [view email][v1] Tue, 22 Sep 2026 20:34:26 UTC (28 KB)
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CatalyzeX Code Finder for Papers (What is CatalyzeX?)
DagsHub (What is DagsHub?)
Gotit.pub (What is GotitPub?)
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CORE Recommender (What is CORE?)
arXivLabs: experimental projects with community collaborators
arXivLabs is a framework that allows collaborators to develop and share new arXiv features directly on our website.
Both individuals and organizations that work with arXivLabs have embraced and accepted our values of openness, community, excellence, and user data privacy. arXiv is committed to these values and only works with partners that adhere to them.
Have an idea for a project that will add value for arXiv's community? Learn more about arXivLabs.